Compliance Risk Concepts

The Compliance Risk Concepts (“CRC”) “Hotline” app is designed to be a “real-time” resource for financial services organizations to access “best-in-class” industry expertise to pose questions and issues specific to the ongoing and onerous regulatory compliance responsibilities impacting: FINRA registered broker-dealers, SEC and State registered investment advisers, hedge funds, State chartered and nationally regulated banks, insurance underwriters and private equity firms.

Using the CRC “Hotline” app, users can instantly access the intellectual capital of former industry Chief Compliance Officers (“CCOs”) and pose questions, concerns, etc. directly through the app or by calling the CRC “Hotline” at 1-888-588-4CRC. Additionally, the app provides links to Frequently Asked Questions (“FAQs”), Industry “Hot Button” Issues and access to all CRC related web resources.
This app is a must have for all Compliance Officers, CEOs of independent broker-dealers, Managing Partners of independent investment advisers, Chief Financial Officers (“CFOs”), Chief Operating Officers (“COOs”), Chief Risk Officers (“CROs”), insurance underwriters, private equity firms and anyone who is seeking to expand their knowledge specific to regulatory compliance issues.
Isn’t it time that you had access to expert resources – without having to pay hundreds of dollars per hour to outside counsel? Don't settle for an app that doesn't fit your business needs! Download the CRC “Hotline” app today!